About Us

Independent, Research-Driven Investment Management

At ARTAIS Capital, we blend disciplined research, technical insight, and clear communication to help clients navigate changing markets with a proactive, rules-based approach—balancing risk management and growth through every stage of life.
Why I Started ARTAIS Capital

Over the course of my career in finance, I’ve witnessed multiple market upheavals, including the tech bust, the 2008 financial crisis, and the COVID crash — each one reshaping investors’ portfolios and, in many cases, their lives.

The early 2000s taught young entrepreneurs hard lessons about risk and recovery. 2008 hit much harder — wiping out the savings of investors who did everything “right” according to Wall Street’s traditional advice. And the COVID shock reminded everyone how quickly markets — and confidence — can unravel.

While on Wall Street, I worked for Morgan Stanley and Oppenheimer, earned some impressive “VP” titles, and learned from some of the “best” on how to look after your own interests and those of the firm.

I also learned that the traditional advice about investing (buy and hold for the long term) was a great way for the firms to make money, but not always in the best interest for clients.

With that epiphany, I decided in 2006 that I would never again be beholden to a firm. I knew there was a better, more independent way to run a successful business while looking out for the best interests of my clients. So I started ARTAIS Capital Management and have never looked back.

Since then, I have worked tirelessly to create a tactical system of investing that takes into account all of the resources available to me: computer modeling, historical trends, and seasonal patterns, as well as the day-to-day news that affects the markets.

No longer tied to the Wall Street marketing machine, my firm can implement tactical investment models that first and foremost is about making money for our clients — short term, long term, through bubbles and busts.

-John Rothe, CMT

About John Rothe, CMT

Founder & Chief Investment Officer
Portfolio Manager


John Rothe, CMT is the Founder and Chief Investment Officer of ARTAIS Capital Management, an independent Registered Investment Advisor (RIA).

He has spent nearly 30 years helping clients reach their financial goals using tactical and adaptive investment stratgies.

John is a Chartered Market Technician (CMT) and the portfolio manager for ARTAIS Capital’s investment strategies, available to both individual and institutional investors.

Prior to starting the firm in 2006, John managed money for global clients at Oppenheimer and Morgan Stanley.

His investment management strategies and advice have appeared in various media outlets, such as Forbes, CNBC, Reuters, US News,  Investment News, Financial Planning Magazine, and on Wall Street Business Network syndicated radio broadcasts.

John is also an active member of the National Association of Active Investment Managers (NAAIM) and The Chartered Market Technicians Association.

About John Rothe, CMT

Founder & Chief Investment Officer
Portfolio Manager


John Rothe, CMT is the Founder and Chief Investment Officer of ARTAIS Capital Management, an independent Registered Investment Advisor (RIA).

He has spent nearly 30 years helping clients reach their financial goals using tactical and adaptive investment stratgies.

John is a Chartered Market Technician (CMT) and the portfolio manager for ARTAIS Capital’s investment strategies, available to both individual and institutional investors.

Prior to starting the firm in 2006, John managed money for global clients at Oppenheimer and Morgan Stanley.

His investment management strategies and advice have appeared in various media outlets, such as Forbes, CNBC, Reuters, US News,  Investment News, Financial Planning Magazine, and on Wall Street Business Network syndicated radio broadcasts.

John is also an active member of the National Association of Active Investment Managers (NAAIM) and The Chartered Market Technicians Association.

How We Got Here—and Where We’re Headed

Since our founding in 2006, ARTAIS Capital has grown from a single idea: that investors deserve active, disciplined portfolio management—not one-size-fits-all advice.

Each market cycle has strengthened our belief that clarity, adaptability, and independence are essential to helping clients navigate an ever-changing financial landscape.
2006
The Rothe Financial Group is founded
In 2006, after more than a decade at two major Wall Street firms, John founded The Rothe Financial Group to take a more independent approach—one focused on clients rather than corporate agendas or product sales.
2010
Renamed Riverbend Investment Management
In 2010, the firm was renamed Riverbend Investment Management to reflect its national presence and professional focus—distinguishing it from traditional “local planner” firms. During this period, John made a deliberate decision to move away from broad financial planning and concentrate on what clients value most: disciplined, research-driven investment management. Rather than taking a generalist approach, the firm chose to specialize—bringing focus, depth, and expertise to the part of wealth management that matters most.
2020
COVID Arrives
In 2020, as the COVID-19 crisis reshaped how the world connected, John led the firm through a full digital transformation. By virtualizing operations, ARTAIS Capital enhanced its ability to communicate with clients seamlessly, regardless of location. This shift also opened access to a broader network of resources and talent, as both Wall Street and the wider financial community embraced a more flexible, technology-driven way of working.
2025
ARTAIS Capital is born
In 2025, ARTAIS Capital was established as the next evolution of the firm. After nearly 30 years on Wall Street, John has seen firsthand what works—and what doesn’t. Drawing on decades of experience and data, ARTAIS Capital was created to focus exclusively on the investment strategies that have consistently demonstrated strength across market cycles. The result is a firm built on clarity, discipline, and a single guiding principle: concentrate on what works.
2026 and Beyond
Looking ahead to 2026 and beyond, ARTAIS Capital anticipates a new era of innovation—driven not just by artificial intelligence, but by the incredible advancements in computing power that AI is helping to accelerate. Much like the technology boom of the 1990s, the coming years will bring faster processing speeds, smarter systems, and entirely new tools that enhance how information is analyzed and applied.

This leap in speed and capability will allow firms like ours to work more efficiently and respond to change with greater clarity and precision. At ARTAIS Capital, we view this technological evolution as an opportunity to continually refine our research, streamline operations, and serve clients with the same discipline and focus—only faster and smarter than ever before.

And while technology continues to evolve, we remain committed to our roots as a boutique firm—nimble enough to adapt to shifting market conditions and dedicated to providing each client with the highest level of personal service.
Get Started

Ready to Make Your Portfolio More Adaptive?

John Rothe, CMT
Founder & Portfolio Manager
If you’re rethinking how to protect and grow wealth in today’s markets, let’s start with a conversation. We’ll review your portfolio, share our adaptive framework, and explore strategies aligned with your goals.
Request Your Portfolio Overview